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4340 Redwood Hwy |
About Financial Telesis Inc. |
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Financial Telesis Inc. (FTI) has been providing broker dealer services to its registered representatives and their clients since 1991, and registered investment advisory services since 2002. FTI’s main office is located in San Rafael, California, 15 miles north of San Francisco. FTI is currently licensed for both securities and insurance in over 30 states, has over 150 registered representatives and 40 offices across the country. FTI’s investment advisor firm is SEC licensed and currently conducting advisory business in over 20 states. FTI offers it representatives and their clients an expansive list of mutual funds, variable products and 529 plans. We have no proprietary products and no minimum quotas. FTI caters to registered representatives that work primarily with retail clients that choose commission based products, investment advisors that choose no load products and registered representatives that work primarily with 401K plans. We tailor our operations and compliance programs to meet the needs of our representatives and their practices. Our approach is simple and unique – we adjust our operations and compliance procedures to meet the needs of our representatives and the requirements of the regulators. Our approach has evolved through the over 20 year experience of our President, James H. Williams, and his ability to tailor operations and compliance to both serve the needs of the representatives and their practices, and to remain in compliance with all regulatory agencies. If you’d like more information on one of the fastest growing broker dealers in the country, please feel free to navigate this website and don’t hesitate to call FTI’s president James H. Williams at 415-492-8975.
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